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Empirical Analysis of Advance Notice Provisions in Company Bylaws

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Posted by Anita Anand and Michele Dathan, University of Toronto, on Thursday, November 10, 2016
Editor's Note: Anita Anand holds the J.R. Kimber Chair in Investor Protection and Corporate Governance at the University of Toronto. Michele Dathan is a PhD student at the Rotman School of Management at the University of Toronto. This post is based on an article forthcoming in the International Review of Law and Economics (2017).

Historically, corporate bylaws have been the “sleepy hollow” of a corporation’s constitution. They typically specify the offices that comprise the corporation’s leadership team, the corporation’s fiscal year and signing officers for the corporation. Bylaws have tended to be uncontroversial. Today, however, in an era of increased shareholder activism, bylaws have become a venue for corporate governance reform.

In recent years, firms have implemented advance notice provisions (ANPs) in their bylaws. ANPs require shareholders to comply with certain procedures and disclosure requirements if they intend to nominate directors at a shareholders’ meeting. In other words, an ANP places additional burdens on shareholders who seek to implement changes to the composition of the Board. (more…)


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